Financial Services

Mullen P.C.'s financial services practice includes advice and representation on all aspects of the investment advisory business.

Our pragmatic support to advisors includes strategic consultation and preparation of investment management agreements, trading and market data services agreements, solicitor/placement agent agreements and fund administration agreements. We also assist with ISDAs, derivative contracts, prospectuses, and Forms ADV. And we negotiate and paper investments in all manner of onshore and offshore funds and investment vehicles.

Financial services clients also benefit from our general corporate and privacy practices. We often advise on governance, employment, and cybersecurity issues for both investors and asset managers.

Wes Mullen represents hedge funds, private equity funds, family offices, entrepreneurs and major private investors (with substantial presence in China, India, and Latin America).